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Controlling phenolic radical coupling using engineered protein scaffolds for the
synthesis of biodegradable plastics from sustainable phenolic monomers.
PI: Claudia Schmidt-Dannert
Introduction and Motivation
Thermosetting phenolic resins made from reacting a
phenol with an aldehyde have a long history as plastics
(e.g., Bakelite). These resins exhibit high temperature
and chemical resistance as well as mechanical strength
and are used in numerous applications. Reaction of
phenolic compounds (e.g., phenol, cresols, xylenols) with
aldehydes (e.g. formaldehyde, furfural) results in a three dimensionally
cross-linked polymer. Cross-linking can
be controlled to some extent by varying phenol and
aldehyde ratios and types. However, better control of the
process in terms of being able to control the
incorporation of certain substituted phenols, degree of
cross-linking/branching and/or different monomer
linkages would be desirable to obtain resins with more
thermoplastic like properties.
To achieve a more controlled polymerization process
that can incorporate different phenols, monomer
linkages AND uses monomers that are not petroleumbased,
we propose to develop a biocatalytic process
that emulates the synthesis of plant derived
polyphenols.
Fig. 1: Models of lignin polymers. Different
linkages and monomers found in lignin are shown.
Fig. 2: Dirigent Protein (DP) mediated regioand
enantioselective radical coupling vs. nonspecific,
racemic coupling. Shown is the DP
protein from Forsythia involved in the formation of
the lignan (+) Pinoresinol.
Phenolic compounds make up a major class
of plant metabolites and include the polyphenol lignin
which is the second most abundant polymer on earth.
Large quantities of phenols are released every year as
waste products from unwanted lignin in the paper pulp
industry and more recently, the conversion of biomass
into biofuels. Plant derived phenols therefore represent
an inexpensive resource for the synthesis of polymers. As
polyphenols are degraded by microorganisms, the
resulting polymers will have the additional benefit of
being biodegradable. Polymers synthesized from these
plant derived precursors have recently been shown to
yield biodegradable high-performance plastics.
Lignin and lignans (phenol dimers) are synthesized in the
plants by oxidative radical coupling of phenolic
monomers (monolignols) derived from the aromatic
amino acids phenylalanine or tyrosine (Fig. 1). Although
the mechanism of lignin formation is not known in detail, it is known that polymerization is initiated via
phenol radical formation by a laccase or peroxidase enzyme. The plant then controls oxidative radical
coupling. Composition and structure of lignin polymers vary among different plants. How exactly this
oxidative polymerization occurs in lignin formation is not known, but it has been proposed that so called
dirigent proteins (DP) bind an orient phenoxy radicals prior to bond formation thereby controlling regio- and
enantioselectively of bond formation.2 The function of DPs has been described in detail for the synthesis of
bioactive lignan plant natural products (Fig. 2). Here, a small and non-catalytic dirigent protein acts as a
scaffold that orients two phenoxy radicals (although lignans composed of more than two coupled phenol building blocks are also known). Large multigene families encoding DPs are found in many plant species. So
far only a few have been functionally characterized. Their prevalence in plants underlines their importance in
synthesis and suggests that DPs with variety of substrate-, regio- and enantioselectivities can be found in
plants (or engineered once we have a better structural understanding of their function) for future biocatalytic
applications in oxidative radical coupling.
In this application we will use DPs to explore controlled oxidative radical coupling for polyphenol
synthesis. Specifically, we will develop a biocatalytic process which uses a laccase enzyme to generate a
phenol radical together with DP and engineered DP scaffolds to achieve controlled radical coupling.
Initially, we will test and develop a process that will be carried out in a small reaction vessel in vitro as a
proof-of-principle application. Eventually we plan to transfer polymer synthesis into recombinant E. coli
(using the same chosen proteins) to develop a cost-effective fermentation process where the phenolic
monomers are either synthesized de novo by E. coli or added as inexpensive precursors o the medium.

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