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Ultra-Smooth Patterned Metals for Plasmonics and Bio-Sensing
PI's: Sang-Hyun Oh, David Norris,
Surface plasmons (SPs) are electromagnetic surface waves bound to a metal interface by coupling to the
free electron plasma in metals. Due to their evanescent nature, SP waves are not limited by diffraction, and can
provide confinement of light on scales much smaller than the free-space wavelength. The possibility of nanofocusing
and manipulation of optical fields has generated intense interest in the rapidly developing field of
plasmonics for applications ranging from solar cells to bio-sensing .
Noble metals such as Ag, Au that are required for plasmonics, however, are not amenable to large-area
patterning at the required nanometer-scale resolution, because (1) the as-deposited metal films are rough, and
(2) no simple high-throughput method exists to pattern these metal films over a large area. Existing fabrication
techniques such as focused ion beam (FIB) milling or e-beam lithography don't lend themselves to large-area
patterning. To address this fundamental challenge of engineering plasmonic materials, Norris and Oh
collaborated and developed a new fabrication method that simultaneously solves both problems by combining
template stripping with precisely patterned silicon substrates to obtain ultra-smooth metallic films patterned with
nanoscale grooves, bumps, pyramids, ridges, and holes.
The simple procedure illustrated in Fig. 1A can provide a powerful solution for plasmonics. We use
inexpensive silicon wafers to benefit from well-developed microelectronics fabrication techniques. After the
wafer is patterned, e.g. with lithography or FIB, it is coated with a thin metal film and a layer of epoxy. Since the
adhesion of the metal layer to the silicon is poor, the epoxy-metal bilayer can then simply be peeled off the
substrate to reveal a patterned structure with a surface roughness determined by the silicon wafer template. The
silicon template can then be used again. For example, Fig. 1B shows a silicon substrate with circular concentric
grooves defined by FIB. We then thermally evaporated 275 nm of silver on this substrate, added epoxy, and
peeled off the bilayer. Figure 1C, 1D, and 1E indicate the quality of the silver "bull's eye" structure that is
obtained. In particular, electron micrographs taken at glancing incidence (e.g., Fig. 1E) are extremely effective at
exposing surface roughness. These images reveal the ultra-smooth patterned interfaces. Using a very simple
and high-throughput approach, we've demonstrated a variety of high-performance plasmonic structures (Fig. 2).
Besides the capability to produce ultra-smooth patterned structures from a variety of metals, our method can
also fabricate highly reproducible, sharp pyramidal tips with radii of curvature as small as 10 nm (inset to Fig.
2D). More importantly, with our template stripping approach, we can produce an entire array of such pyramids
that are attached to a smooth metal film. This has clear advantages for plasmonics in terms of the well controlled
placement, orientation, and integration of the structures.
Figure 1:(a) Template stripping process
steps. (b) Silicon template. (c)-(e) Ultrasmooth
patterned metallic surface.
Figure 2: (a)-(e) Various ultra-smooth patterned metallic
surfaces. The pyramids were made with anisotropic wet
etching with KOH of the silicon template.

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